WebApr 13, 2024 · Series 86 and Series 87. This pair of licenses are required for professional Research Analysts, whose job duties typically include analyzing data related to financial markets. The Series 86 exam focuses mostly on modeling, valuation, and analysis of data, with a few questions on the data collection process. WebMar 29, 2024 · FINRA has an overall rating of 4.1 out of 5, based on over 953 reviews left anonymously by employees. 88% of employees would recommend working at FINRA to a friend and 82% have a positive outlook for the business. This rating has decreased by -3% over the last 12 months.
FINRA
WebSep 11, 2015 · FINRA has also achieved its long-stated objective of establishing a debt research rule. New FINRA Rule 2242 (the “Debt Rule”) carries over most requirements in the Current Equity Rules, but with modifications. Notably, the Debt Rule will apply a tiered approach to certain requirements. Debt research provided solely to certain eligible ... WebJul 22, 2015 · On July 16, the Securities and Exchange Commission (SEC) approved two Financial Industry Regulatory Authority (FINRA) proposed rule changes pertaining to … small businesses in richmond va
Tweaks to second remote work proposal show FINRA struggling …
WebJun 3, 2015 · FINRA explains the risk levels associated with communications regarding potential investment banking transactions: from low to high to “unmanageable.”. On May 27, the Financial Industry Regulatory Authority (FINRA) published long-expected guidance under NASD Rule 2711 concerning research conflicts of interest that can arise from ... WebApr 10, 2024 · The Financial Industry Regulatory Authority has revised its Research Analyst exam program — Series 86 and 87 exams — to include fewer questions and revised content. The changes will appear in ... Web5 minutes ago · In a report released today, Graig Suvannavejh from Mizuho Securities maintained a Buy rating on Axsome Therapeutics (AXSM – Research Report), with a … somalytics somasleep